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State ex rel. E.A.

Court of Appeals of Utah

May 3, 2018

State of Utah, in the interest of E.A., N.L., E.L., and J.L., persons under eighteen years of age.
v.
State of Utah, Appellee. S.A., Appellant,

          Third District Juvenile Court, Salt Lake Department The Honorable Kimberly K. Hornak No. 1106080

          Christopher M. Ault and Anthony M. Saunders, Attorneys for Appellant

          Sean D. Reyes, Carol L.C. Verdoia, and John M. Peterson, Attorneys for Appellee

          Martha Pierce, Guardian ad Litem

          Before Judges David N. Mortensen, Diana Hagen, and Ryan M. Harris.

          PER CURIAM

         ¶1 S.A. (Mother) appeals the juvenile court's order terminating her parental rights. Mother asserts that the juvenile court erred in finding multiple grounds for termination based solely on Mother's failure to complete the requirements of her service plan. Because the juvenile court's termination order is inadequate to demonstrate grounds for termination and the evidence presented at trial was insufficient to support the juvenile court's conclusion that termination is warranted, the juvenile court's order is reversed.

         ¶2 Whether a parent's rights should be terminated is a mixed question of law and fact. In re B.R., 2007 UT 82, ¶ 12, 171 P.3d 435. The ultimate conclusion that a parent is unfit or that other grounds for termination have been established is a legal question, "but such decisions rely heavily on the juvenile court's assessment and weighing of the facts in any given case." Id. Because of the factually intense nature of parental termination proceedings, "the juvenile court's decision should be afforded a high degree of deference." Id. Accordingly, to overturn a juvenile court's decision, it must be "against the clear weight of the evidence." Id. "When a foundation for the [juvenile] court's decision exists in the evidence, an appellate court may not engage in a reweighing of the evidence." Id.

         ¶3 "It has long been the law in this state that conclusions of law must be predicated upon and find support in the findings of fact[.]" Gillmor v. Wright, 850 P.2d 431, 436 (Utah 1993). "In considering whether to terminate parental rights-and to permit meaningful appellate review of the [juvenile] court's ultimate determination-the [juvenile] court's findings must be sufficiently detailed and include enough subsidiary facts to clearly show the evidence upon which they are grounded." In re adoption of A.M.O., 2014 UT App 171, ¶ 19, 332 P.3d 372 (citation and internal quotation marks omitted). Here, because the juvenile court's findings "provide no insight into the evidentiary basis" for its decision, the findings are inadequate. Id. ¶ 22 (citation and internal quotation marks omitted).

         ¶4 The juvenile court's termination order consists largely of a recitation of the procedural history of the case and prior minute entries from various hearings. Those paragraphs provide no insight into the evidentiary basis to support grounds for termination. The procedural recitation shows that Mother was ordered to participate in therapy multiple times. But there is no presentation of any underlying evidence to indicate the reason for the orders or to support the termination of Mother's parental rights.

         ¶5 The primary focus of the termination order is that Mother did not comply with her service plan, specifically in failing to engage meaningfully in individual therapy as required by the recited prior court orders. However, there are no subsidiary factual findings regarding Mother's psychological evaluation, diagnosis, follow-up recommendations, or level of impairment due to mental health issues. Nor are there any facts setting out how Mother's mental illness actually affected the children or impacted Mother's ability to care for them. In determining whether a parent is unfit, a juvenile court must consider whether the parent suffers from a mental illness "that renders the parent unable to care for the immediate and continuing physical or emotional needs of the child for extended periods of time." Utah Code Ann. § 78A-6-508(2)(a) (LexisNexis Supp. 2017). The mere presence of a mental illness does not, without more, render a parent unfit. There are no factual findings that support a determination that Mother's mental illness rendered her unable to care for her children.

         ¶6 The juvenile court's additional findings of fact primarily indicate that Mother failed to produce evidence at trial to support her own claims of pursuing therapy, taking appropriate medication, and obtaining suitable housing for her children. "While the petitioner bears the ultimate burden of proving the grounds for termination by clear and convincing evidence, once evidence is presented that would justify termination, the burden shifts to the parent to persuade the court that the petitioner had not established grounds for termination by clear and convincing evidence." In re K.J., 2013 UT App 237, ¶ 26, 327 P.3d 1203 (quotation simplified). Accordingly, in some circumstances, a juvenile court is justified in requiring a parent to offer evidence, including supporting documentation. However, in this case, there was not sufficient evidence presented to shift the burden to Mother. As a result, the findings about Mother's lack of documentation to confirm her testimony are insufficient to support termination of her parental rights.

         ¶7 There may be situations where a court's "findings could be adequately supported by the evidence but nevertheless insufficiently detailed to disclose the steps by which the judge reached his or her conclusions." In re K.F., 2009 UT 4, ¶ 62, 201 P.3d 985 (citation and internal quotation marks omitted). The current case is not one of those situations. The transcript of the termination of parental rights trial is the primary evidentiary record before this court. After review of the transcript, it is apparent that there is a lack of evidence to support the termination of Mother's parental rights.

         ¶8 The juvenile court has been involved with Mother's case for more than one year and has had access to more information regarding Mother's service plan and compliance, including the service plan, evaluations, comments from parties, and reports from caseworkers regarding the children's situation and progress. With that additional information, the juvenile court may have identified concerns and may have believed that termination of Mother's parental rights is warranted. But, an appellate court's "power of review is strictly limited to the record presented on appeal." In re adoption of A.M.O., 2014 UT ...


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