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State v. Rogers

Court of Appeals of Utah

August 24, 2017

State of Utah, Appellee,
Justin Robinson Rogers, Appellant.

         Second District Court, Ogden Department The Honorable Ernest W. Jones No. 151902704

          Samuel P. Newton, Attorney for Appellant

          Christopher Allred, Nicholas Caine, and Teral L. Tree, Attorneys for Appellee

          Before Judges Gregory K. Orme, J. Frederic Voros Jr., and Jill M. Pohlman. [1]


          PER CURIAM.

         ¶1 Justin Robinson Rogers appeals the revocation of probation and imposition of the suspended sentence for his convictions. We affirm.

         ¶2 This court reviews a district court's decision to revoke probation for an abuse of discretion. See State v. Legg, 2014 UT App 80, ¶ 7, 324 P.3d 656. "[W]e view the evidence of a probation violation in a light most favorable to the trial court's findings and substitute our own judgment only if the evidence is so deficient as to render the court's action an abuse of discretion." State v. Maestas, 2000 UT App 22, ¶ 12, 997 P.2d 314. Because Rogers did not preserve the issues he seeks to raise on appeal, he claims that the district court committed plain error. "To demonstrate plain error, a defendant has the burden of showing (i) an error exists; (ii) the error should have been obvious to the trial court; and (iii) the error is harmful." State v. Smit, 2004 UT App 222, ¶ 28, 95 P.3d 1203 (citation and internal quotation marks omitted). Alternatively, Rogers claims that his trial counsel was ineffective in representing him in the probation revocation proceedings. To prove ineffective assistance of counsel, a defendant must show that counsel's performance was objectively deficient and that a reasonable probability exists that but for the deficient conduct, defendant would have obtained a more favorable outcome. See State v. Clark, 2004 UT 25, ¶ 6, 89 P.3d 162.

         ¶3 On February 24, 2016, the district court sentenced Rogers on convictions for assault against a police officer, a class A misdemeanor, and lewdness, a class B misdemeanor. A presentence investigation report (PSI) recommended that Rogers serve 120 days in jail followed by probation to be supervised by Adult Probation & Parole (AP&P). Rogers's trial counsel acknowledged that Rogers had a history of drug use, a very poor supervision history, and multiple arrests since being placed on probation in previous cases. The PSI recommended that Rogers "may be released early" upon his enrollment in a residential drug treatment program. At sentencing, trial counsel stated that Rogers's family had identified an out-of-state residential drug treatment program that would accept him. Rogers's trial counsel requested that Rogers be allowed to serve the jail sentence in this case concurrently with his sentence in an unrelated Utah County case, then be placed on probation and released to the out-of-state residential drug treatment program. The prosecutor did not oppose drug treatment, but he noted that Rogers would need to qualify under the interstate compact guidelines in order to leave Utah for treatment.

         ¶4 At the original sentencing, the district court noted Rogers's criminal and arrest record and stated that he required either drug treatment or jail time. The court observed that it was uncertain whether Rogers could be transferred to another state under an interstate compact. The court stated that AP&P would "have to decide . . . whether he can be transferred and . . . whether this is the program that they think is going to be appropriate." The district court left the choice of any treatment program to AP&P. The district court then sentenced Rogers to jail terms of 365 days on the class A misdemeanor and 180 days on the class B misdemeanor, suspended all but 120 days, and placed Rogers on probation to be supervised by AP&P for twenty-four months. The written judgment and sentence recited that Rogers's family wanted him to be transferred to West Virginia to enroll in a residential treatment program and that AP&P "will determine if this program is appropriate and if the defendant is eligible for transfer under the interstate compact." The written judgment further stated, "At the discretion of Adult Probation and Parole, the defendant may be released early if enrolled in a residential treatment facility." Rogers was not released early to a drug treatment program.

         ¶5 In May 2016, AP&P filed an order to show cause, supported by an affidavit alleging that Rogers violated his probation by committing the following two criminal offenses in Salt Lake County while on probation: aggravated assault, a third degree felony, and criminal trespass, a class B misdemeanor. AP&P prepared a Progress/Violation Report (PVR), dated May 12, 2016, which stated that while a typical recommendation would be to continue probation with a jail sanction of zero to ninety days, AP&P's recommendation deviated from the matrix "based on his alleged commission of felony person crimes while being supervised and multiple new law violations since his probation began." AP&P recommended that Rogers's probation should be terminated and that he should serve 180 days in jail.

         ¶6 Rogers initially denied the allegations of the order to show cause and supporting affidavit. The district court continued proceedings on the order to show cause pending resolution of Rogers's Salt Lake County charges. On July 20, 2016, Rogers admitted that he violated his probation by being convicted of attempted aggravated assault, a class A misdemeanor, in the Salt Lake County case. Based on the admission to the probation violation, the State was not required to present proof of the violation. The district court set the case for consideration of the probation violation and requested an updated report from AP&P.

         ¶7 At the time of the August 10, 2016 hearing, the district court had not received an updated report from AP&P. Rogers's trial counsel advised the court that although he had not received an updated report, he spoke with an AP&P agent, who stated that the sentencing recommendation made in the May 12, 2016 PVR remained AP&P's recommendation.[2] The prosecutor also confirmed that he received the same information when he contacted AP&P. After the district court was apprised of the fact that the May 12, 2016 PVR contained a sentencing recommendation, the court proceeded. Noting that Rogers had roughly ninety days left to serve on the original sentence, his trial counsel requested "that the court follow the 180-day recommendation of AP&P with credit for time served." However, the prosecutor argued that probation should be terminated and that the original sentence should be served. The district court reviewed Rogers's history while on probation in this and other cases and his commission of an assault while on probation. The district court terminated probation, reinstated the original sentence of 365 days in jail on the class A misdemeanor and 180 days on the class B misdemeanor, to run concurrently, with credit for time served.

         ¶8 Rogers claims on appeal that the district court plainly erred by reinstating the original sentence without an updated PVR, by not making a finding that the violation was willful, and by not considering that the original sentence "required AP&P to find [a] suitable inpatient treatment." Alternatively, he claims that his trial counsel was ineffective in failing to raise those issues. Rogers claims that his release from jail without receiving treatment caused him to violate probation by committing a new offense. Rogers also claims that he was denied due process because he believes a new PVR would have demonstrated that AP&P was ordered to find a drug treatment program for him.

         ¶9 "Probation may not be revoked except upon a hearing in court and a finding that the conditions of probation have been violated." Utah Code Ann. § 77-18-1(12)(a)(ii) (LexisNexis Supp. 2016). "At the hearing, the defendant shall admit or deny the allegations of the affidavit." Id. § 77-18-1(12)(d)(i). "If a defendant denies the allegations of the affidavit, the State shall present evidence on the allegations, " id. § 77-18-1(12)(d)(ii) (emphasis added), and then the defendant may call witnesses, appear, and present evidence, see id. ยง 77-18-1(12)(d)(iv). Rogers denied the allegations of the original affidavit; however, he later admitted an amended allegation that he violated his probation by being convicted of attempted aggravated assault. Rogers did not preserve the claim that the district court was required to ...

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